SEN & EHCP — Key Disputes
Frequently Asked Questions
What is the threshold for obtaining an EHC needs assessment?
The threshold for an EHC needs assessment is that it is necessary or may be necessary for special educational provision to be made in accordance with an EHC plan (Children and Families Act 2014 s.36(3)). This is a low threshold — the LA must assess unless it can be confident that the child's needs can be fully met through SEN support alone, without an EHCP. The LA cannot refuse to assess simply because it thinks an EHCP is unlikely to be issued. Common evidence supporting an assessment request: evidence of complex or multiple SEN that the school cannot meet through SEN support (educational psychologist reports, SALT assessments, OT assessments, specialist consultant letters); evidence of the child's lack of progress despite SEN support (attainment data, SEN support records); and evidence from the school that it cannot meet the child's needs without an EHCP.
How does a SENDIST appeal work — what happens at the hearing?
A SENDIST appeal typically proceeds through the following stages: (1) Mediation — attempt mediation or obtain mediation certificate; (2) Register appeal with SENDIST — within 2 months of the LA's decision; (3) Case statement and working document — the family and the LA each produce a case statement; the key document is the "working document" — the EHCP marked up with proposed changes from both sides; (4) Evidence — both parties submit expert reports; (5) Pre-hearing — some complex appeals have a case management hearing; (6) Hearing — usually 1–2 days; both parties present evidence, experts can be cross-examined, and the judge makes the final decision. The SENDIST panel (a legally qualified judge and a specialist educational expert) has the power to rewrite the EHCP in full — amending Sections B, F, and I. A solicitor manages every stage of the process and represents the family at the hearing.
What expert evidence do I need for a SENDIST appeal?
The evidence needed depends on the grounds of appeal: for a Section B (needs description) appeal — typically an independent educational psychologist (EP) report commissioned by the family (to counter the LA's EP report); for a Section F (provision) appeal — reports from relevant therapists (speech and language therapist, occupational therapist, specialist teacher) specifying the provision required; for a Section I (school naming) appeal — evidence of the preferred school's ability to meet the child's needs (headteacher's letter, visit notes, evidence of specialist staff and facilities). In all cases, the working document is the core tool — the family's proposed amendments to each section of the EHCP, supported by the expert evidence. The LA will also submit its own expert evidence. A solicitor coordinates the expert evidence, prepares the working document, and manages the experts at the hearing.
The LA wants to place my child in a maintained mainstream school but we want a specialist independent school — can SENDIST order this?
Yes — SENDIST can name an independent special school in Section I of the EHCP, even over the LA's objection, where the independent school can meet the child's needs and the cost is not unreasonably excessive compared to the alternative. The LA will argue that its preferred mainstream school (with support) or a maintained special school can meet the child's needs — and that the independent school's cost is unreasonably expensive by comparison. The family must show: (1) the LA's preferred school cannot meet the SEN described in Section B; (2) the independent school can meet those needs; (3) the additional cost is not unreasonably excessive (particularly where the child has not made progress at the LA's preferred type of school). A solicitor prepares the costs comparison and the evidence of the independent school's provision.
What can I do if the LA is not implementing the EHCP?
Where the LA is failing to implement the provision in Section F of the EHCP (for example, not providing the specified SALT hours, not funding the specialist TA, or not placing the child at the named school), the following remedies are available: (1) Formal complaint to the LA under its complaints procedure; (2) Complaint to the Local Government Ombudsman — which can award financial remedy for the period of non-implementation; (3) Judicial review application — to obtain a mandatory order requiring the LA to comply with its s.42 duty immediately; and (4) Claim for the cost of privately funding provision that should have been LA-funded. A solicitor advises on which route is fastest and most effective for the specific failure — and pursues all available remedies, including emergency injunctions where the failure is causing immediate harm.